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Large Trader Reporting Program Nov 13, 2008 ... To address such a limitation on clearing member data, the Commission’s market surveillance program uses its large trader reporting system. ... 2.
Hedge Funds 101: A Primer for Regulators Hedge Funds 101: A Primer for Regulators. ... Many of these large commodity pools are “hedge funds” which are run by the biggest “names” in the hedge fund ... 3.
INSTANT FILING PROCEDURE FOR COMMODITY POOL AND COMMODITY TRADING ... The Commission has requested that the Division implement an expedited procedure to address the growing volume of such filings. For example, in each of the ... 4.
Commodity Pool Operator and Commodity Trading Advisor Exemptions ... Dec 22, 2008 ... Briefly stated, qualified eligible persons include such persons as certain investment professionals, knowledgeable employees, qualified ... 5.
Commodity Futures Trading Commission Request of the Kansas City ... Jan 25, 2002 ... 2 hard red winter wheat in Exchange-licensed warehouses located in Kansas City (in both Missouri and Kansas). The Exchange also permits ... 6.
Order: In The Matter of UBS Fund Advisors, LLC. File Format: PDF/Adobe Acrobat - View as HTML UBS Fund Advisor, LLC is located at 51 West 52nd Street, nrd Floor, New ... with the information necessary to assess the overall trading performance and ... 7.
Commodity Futures Trading Commission v. Lake Shore Asset ... File Format: PDF/Adobe Acrobat - View as HTML Jul 3, 2007 ... LAM is the registered CTA advising Lake Shore Alternative Financial Asset Funds III, IV and. IV E. Specifically, each Confidential ... 8.
17 CFR Part 1 Investment of Customer Funds Jun 27, 2003 ... Regulation 1.25 was substantially amended in December 2000 to expand the list of permitted investments.\1\ In connection with the expansion, ... 9.
CFTC Charges Idaho Resident Daren L. Palmer with Operating $40 ... Feb 27, 2009 ... Washington, D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged Daren L. Palmer of Idaho Falls, ... 10.
Fraud Advisory from the CFTC: Foreign Currency Trading (Forex) Fraud Jul 23, 2007 ... Watch for These Red Flags to Help Identify Foreign Currency Trading Scams:. Opportunities that sound too good to be true. ... |
