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Clarendon Securities : Discount Brokerage Services Commission Schedule The following commission schedule covers all orders. No addtional fees are charged for specialized orders such as market, limit, day or good until canceled ... 2.
Clarendon Securities - Policies Under new rules required by the USA PATRIOT Act, our anti-money laundering program must .... The order routing information for NFS, our clearing firm, ... 3.
Clarendon Securities - Insured Money Market Account Some key features of the GIT Insured Money Market Account include:. Individual FDIC insured deposit accounts, backed by the U.S. Government ... 4.
Clarendon Securities : Discount Brokerage Services Commission Schedule Clarendon Securities reserves the right, at its discretion, to impose higher margin requirements on particular accounts or all accounts at any time. ... 5.
Clarendon Securities - Policies In order to better protect your personal information, Presidential Bank has adopted the ... our order routing practices in compliance with SEC Rule 11Ac1-6. ... 6.
Clarendon Securities - Policies In November 2000, the Securities and Exchange Commission (SEC) adopted, SEC Rule 11Ac1-5 and SEC Rule 11Ac1-6, concerning order execution and routing ... 7.
Clarendon Securities - Insured Money Market Account Clarendon Securities offers its brokerage clients the opportunity to keep cash balances at work earning interest through the GIT Insured Money Market ... 8.
Clarendon Securities - Policies Anti-Money Laundering; Business Continuity Planning; New York Stock Exchange, Inc. Rule 382 Disclosure; Privacy Policy; SEC Rule 11Ac1-5 Trade Execution ... 9.
Clarendon Securities - Policies SEC Rule 11Ac1-6 is applicable to broker dealers such as Clarendon ... 2 A "non-directed order" is defined by SEC Rule 11Ac1-6 to include any order where ... 10.
Clarendon Securities - Policies In November 2000, the Securities and Exchange Commission (SEC) adopted, SEC Rule 11Ac1-5 and SEC Rule 11Ac1-6, concerning order execution and routing ... |
